Compliance, Ethics & Sustainability
Edition 2023 - 5
Citation:
CE&S 2023, no 5
Published on
6 November 2023
Articles
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Editorial
Before you lies the fifth edition of the Compliance, Ethics Sustainability Journal in 2023. The theme of this edition is 'Sanctions Export Controls’. Embargoes were first recorded in 433/432 BC. Spons...
A Framework for Effective EU Sanctions Compliance Programs
Companies in the European Union ("EU”) stand at the forefront of implementing EU restrictive measures (broadly speaking, sanctions) and are the first line of defence against those trying to evade or c...
Moving targets: how designated individuals manage to put their estate out of the reach of sanctions
Since the outbreak of the war in Ukraine, many Russian oligarchs have been targeted by European and U.S. sanctions. Both regimes create similar obligations, but do not have the same reach. For histori...
Sanctions: the law, enforcement and the right response
This article outlines UK and European law relating to sanctions. Explained are the legal framework, the offences and the penalties that can be imposed, how the law is enforced by the relevant authorit...
A sanctions risk assessment as a prerequisite for an effective sanctions compliance program: Five recommendations to improve its effectiveness
For many years, the Dutch Financial Industry’s risk assessments related to financial economic crime (FEC) are dominated by scenarios involving money laundering (ML) and terrorism financing (FT) risks....
Brothers in EU Arms Export Controls?
In July 2023 the Dutch government announced its intention to join the multilateral Agreement on the Control of Arms Exports between France, Germany, and Spain. The letter carrying the announcement sim...
Tackling increased measures restricting finance and trade - taking lessons from the AML regulated sector
One of the most significant impacts for businesses of the Russian invasion of Ukraine in 2022 was the expansion of the sanctions (financial and trade) and export controls regimes of the US, EU, UK, an...
Sanctions Compliance Programs for the Fintech Sector
The financial technology, or "fintech" sector has grown dramatically in recent years.2 The number of new fintechs increased by more than 70% globally between 2019 and 2020 as the COVID-19 pandemic has...
Previous editions
Also view the previous editions of Compliance, Ethics & Sustainability
Edition 2023 - 4
14 September 2023
Edition 2023 - 3
20 June 2023
Edition 2023 - 2
10 May 2023
Edition 2023 - 1
16 March 2023
Edition 2022 - 6
13 January 2023
Edition 2022 - 5
2 December 2022
Edition 2022 - 4
15 July 2022
Edition 2022 - 3
29 June 2022
Edition 2022 - 2
5 April 2022
Edition 2021 - 5/6
24 January 2022
Edition 2022 - 1
14 February 2022
Edition 2021 - 4
9 November 2021
Edition 2021 - 3
15 June 2021
Edition 2021 - 2
29 April 2021
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2 March 2021
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8 December 2020
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22 October 2020
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14 July 2020
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9 April 2020
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27 February 2020
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19 December 2019
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13 November 2019
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26 August 2019
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25 February 2019
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19 December 2018
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30 October 2018
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6 March 2018
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